stop for a moment and ask yourself, “what are the things that really matter to me?” the answers are likely to go far beyond stocks, investing and money. because, no matter what comes your way, we reimagine advice to turn your possibilities into a plan—for you, your family and the world. as a firm providing wealth management services to clients, ubs financial services inc. offers investment advisory services in its capacity as an sec-registered investment adviser and brokerage services in its capacity as an sec-registered broker-dealer. it is important that you understand the ways in which we conduct business, and that you carefully read the agreements and disclosures that we provide to you about the products or services we offer. products and services mentioned on these web pages may not be available for residents of certain nations. wealth management services in the united states are provided by ubs financial services inc., a registered investment advisor and broker-dealer offering securities, trading, brokerage and related products and services.
ubs financial services inc. is also registered as a futures commission merchant (fcm) with the u.s. commodity futures trading commission (cftc) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. member nfa notice for non-u.s. investors. statement of financial condition (pdf). statement of financial condition- ubs fsi of puerto rico (pdf). loan disclosure statement (pdf). advisory & brokerage services. futures commission merchant (fcm) information for ubs financial services inc. disclosures.
as the world’s largest wealth manager, ubs global wealth management provides comprehensive advice, solutions and services to wealthy families and individuals around the world. clients who work with ubs benefit from a fully integrated set of wealth management capabilities and expertise, including wealth planning, investment management, capital markets, banking, lending and institutional and corporate financial advice. the business is a central element of ubs’s universal bank delivery model in switzerland, supporting other business divisions by referring clients and growing the wealth of the firm’s private clients so they can be transferred to wealth management. the investment bank provides corporate, institutional and wealth management clients with expert advice, innovative solutions, execution and comprehensive access to international capital markets.
the investment bank is an active participant in capital markets flow activities, including sales, trading and market-making across a range of securities. group alm is responsible for business division-aligned risk management, capital investment and issuance and group structural risk management activities. ubs is the preeminent universal bank in switzerland, the only country where we operate in all five of our business areas: personal banking, wealth management, corporate and institutional clients , investment bank and asset management. drawing on our network of around 200 branches and 4,600 client advisors, complemented by modern digital banking services and customer service centers, we are able to reach approximately 80% of swiss wealth and serve one in three households, high net worth individuals and pension funds, more than 120,000 companies, and around 80% of banks domiciled in switzerland.
as the world’s largest wealth manager, ubs consistently ranks among the world’s top financial institutions. find out why and discover our latest wealth as a firm providing wealth management services to clients, ubs financial services inc. offers investment advisory services in its capacity as an sec-registered ubs investment services take into account all your financial needs, from wealth to investing to banking. contact a financial adviser today., .
ubs is a global firm providing financial services in over 50 countries. visit our site to find out what we offer in the united states of america. as the world’s largest wealth manager, ubs global wealth management provides comprehensive advice, solutions and services to wealthy families and individuals wealth management. ubs offers high net worth and affluent individuals around the world a complete range of tailored advice and investment services. our spectrum, . what is ubs global wealth management? what is the minimum for ubs wealth management? is ubs the world’s largest wealth manager? who is ubs owned by?
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